Page 41 - Banking 2019_11Sept
P. 41

SINGAPORE BANKING & FINANCIAL SERVICES DIRECTORY 2019
FINANCIAL SUPERVISION:
Deputy Managing Director .............................. Mr Ong Chong Tee
BANKING AND INSURANCE GROUP:
Assistant Managing Director .............................. Ms Ho Hern Shin
BANKING DEPARTMENT 1:
The three Banking Departments collectively supervise licenced and regulated banks, merchant banks,  nance companies, money changers and remittance agents in Singapore. They foster the stability and strength of Singapore’s  nancial system by monitoring the safety and soundness of the  nancial institutions that they supervise, and promoting the adoption of international best practices in corporate governance and risk management. Broadly, Banking Department I supervises the local banking groups on a consolidated basis, and certain foreign banks. Banking Department II supervises a mix of retail and wholesale banks,  nance companies, money changers and remittance agents. It also houses the Supervisory, Methodologies, Transactions and Analytics Division. Banking Department III generally supervises banks active in treasury and private banking businesses.
Executive Director..............................................Mr Lim Tuang Lee Directors/Heads
Division I ...........................................................Ms Annabel Tan
Division II.......................................................Ms Tan Yee Theng Director/Head
Division III ........................................................... Ms Sin Wun Yi
BANKING DEPARTMENT 2:
Executive Director.............................................Mr Tan Keng Heng Directors/Heads
Division I.............................................................Ms Tan Jia Hui Division II ...........................................................Ms Teo Lay Har Division III ........................................................... Ms Joyce Tong
Deputy Director/Head of Supervisory Methodologies,
Tools and Analytics Division........................ Mr Foo Ming Chuen Financial Risk Specialist.........................................Ms Justina Lew
BANKING DEPARTMENT 3:
Executive Director............................................ Mr Tai Boon Leong Directors/Heads
Division I.........................................................Ms Low Yin Fong
Division II .......................................................Mr Neo Boon Sim Deputy Director/Head
Division III........................................................Ms Goh Soo Hui
INSURANCE DEPARTMENT:
Executive Director................................................ Mr Daniel Wang Deputy Director/Head
Division I ................................................................ Mr Clive Tan Directors/Heads
Division II ........................................................... Mr Mike Wong
Division III ..................................................... Mr Fong Wai Seng Director/Head of Supervisory
Analytics Division .................................................Ms Lee Wai Yi
ANTI-MONEY LAUNDERING:
The Anti-Money Laundering (AML) Department is responsible for formulating policies to combat money laundering and other illicit  nancing, monitoring these risks in the  nancial sector, and supervising  nancial institutions with respect to their AML systems and controls.
Executive Director................................................... Ms Valerie Tay
AML Policy
Deputy Director/Head ................................... Ms Thong Leng Yeng
AML Supervision I Director/Head..........................................................Mr Philip Low
AML Supervision II
Deputy Director & Head ...................................... Mr Tay Jun Yuan
Specialist Leader (AML/CFT) Policy
Deputy Director/Specialist Leader.............................. Mr Alvin Koh
Specialist Leader (AML/CFT)
Director & Specialist Leader............................. Ms Malkit G Singh
CHIEF EXAMINER
Chief Examiner..................................................Ms Mok Pei Hong Deputy Chief Examiners (Banking)
Directors & Deputy Chief Examiners............... Ms Goh Gin Choo Ms Foo Swee Lih Mr Thng Teck Soon
INSPECTION ADVISOR
Inspector Advisor............................................... Mr Wan Aik Chye
SPECIAL PROJECTS
Director, Special Projects........................................Ms Lee Keng Yi
CAPITAL MARKETS GROUP
Assistant Managing Director .......................... Mr Lee Boon Ngiap
CAPITAL MARKETS INTERMEDIARIES I:
The Capital Markets Intermediaries (CMI) Departments have collective responsibility for the admission and supervision of capital markets intermediaries, including securities and derivatives brokers, fund managers, real estate investment trust (REIT) managers, corporate  nance advisers,  nancial advisers, insurance brokers, trust companies, and credit rating agencies. CMI administers the licensing and business conduct rules for these intermediaries to promote safe, sound and fair dealing intermediaries. In addition, CMI is also responsible for the supervision of individuals who have been appointed to act as representatives for these intermediaries. CMI I supervises  nancial advisers, insurance brokers and credit rating agencies.
Executive Director.................................................... Ms Merlyn Ee Director/Head
Division I .................................................... Ms Chua Yang Leng Deputy Directors/Heads
Division II .................................................. Mr Chang Hung Mui Division III .......................................................... Ms Jennie Ong
CAPITAL MARKET INTERMEDIARIES II:
Executive Director........................................... Mr Lim Cheng Khai Directors/Heads
Division I ........................................................... Ms Valerie Tong
Division II ......................................................... Ms Lim May Yee Director/Division Head III.....................................Ms Chua Ai May Conduct & Surveillance Analytics ............... Mr Seetoh Kin Choong
CAPITAL MARKET INTERMEDIARIES III:
Executive Director............................................. Ms Koh Hong Eng Deputy Directors/Heads
Division I ........................................................ Ms Eunice Cheng Division II......................................................Ms Neo Sok Hsien Division III .............................................................. Ms Jane Teo
BANKS & FINANCIAL INSTITUTIONS
37


































































































   39   40   41   42   43